The Institute’s policies governing research by its scientists establish high standards for scientific and ethical conduct. The policies also are intended to ensure that our research furthers the public good and thus set forth guidelines for making research materials, tools, and publications widely accessible within the scientific community and beyond.
HHMI's scientific research is governed by policies that address the conduct of research, the sharing of data and materials, collaborations, and intellectual property.
The Conduct of Science
Guidelines for Scientific Research
These guidelines describe general standards for conduct in research and scholarship. They are intended to establish a common understanding of expectations and responsibilities relating to research in HHMI's laboratories, thereby promoting the quality and integrity of the work and interactions in the laboratories and helping to prevent scientific misconduct.
- Download HHMI’s Scientific Research Policy (PDF 44kb, revised 03.28.2007)
As an organization dedicated to biomedical research in the public interest, HHMI expects that its scientists will conduct research and engage in related academic activities in accordance with the highest scientific and ethical standards. HHMI’s commitment to these standards embraces the belief that integrity, responsibility, and accountability are part of the fabric of science. Scientific research is, ultimately, a cooperative endeavor based on the central principle of truth.
- Download HHMI’s Scientific Misconduct Policy (revised 03.28.2007)
Sharing of Publication-Related Materials, Data, and Software
Publication of a scientific paper is a quid pro quo in which authors receive credit and establish priority in exchange for disclosure of their scientific findings. A responsibility of authorship is to make available materials, databases, and software integral to the publication so that others may validate or falsify the results and extend them in new directions. Indeed, the mission of HHMI is to move biomedical science forward, and broad dissemination of research tools and reagents created by its investigators very much supports that mission.
- Download Sharing of Publication-Related Materials, Data, and Software Policy (revised 05.15.2007)
HHMI recognizes the importance of making research tools, also called research resources, available to the scientific community. For this reason, HHMI supports the National Institutes of Health guidelines on research resources and will adhere to the following policy with respect to unique research resources arising in HHMI laboratories (“HHMI research tools”). This policy applies to HHMI laboratories at host institutions (“host-based laboratories”) and to laboratories at HHMI's Janelia Farm Research Campus (“Janelia”).
- Download the Research Tools Policy (revised 05.15.2007)
Public Access Publishing
This policy establishes HHMI's expectations relating to public accessibility of publications resulting from research in HHMI laboratories. This policy applies to all HHMI laboratory heads (i.e., investigators and, at Janelia Farm Research Campus, group leaders and fellows).
- Download HHMI’s Public Access Publishing Policy (effective 11.01.2013)
The sharing of biological and other research materials among laboratories is an essential aspect of scientific citizenship. In that spirit, HHMI expects its laboratory heads, and all members of the academic research community, to make such materials freely available for research use by other scientists and to handle related requests expeditiously.
- Download the Materials Transfers Policy (revised 04.01.2013)
HHMI recognizes the importance of scientific collaborations between its laboratories and other scientists and strongly encourages such collaborations as an essential part of scientific research.
- Download HHMI’s Research Collaborations Policy (revised 12.2013)
- Download the Research Collaboration Questionnaire Form (revised 12.2013)
- Download the Research Collaboration Agreement Form (revised 05.2014)
Funding from Companies
Company Funding Arrangements—Host-Based Sites
HHMI’s host institutions may accept funding from companies to support research in the laboratories of HHMI investigators and early career scientists under the circumstances described in this policy.
- Download HHMI’s Company Funding Arrangements Policy (revised 05.27.2014)
- Download HHMI’s Company Funding Questionnaire
- Download the Corporate Gift Letter Acceptable to HHMI Form (revised 06.29.2012)
- Download the Corporate Gift Letter Acceptable to HHMI when Recipient is a Licensee Form (revised 10.01.2008)
Confidential Disclosure Agreements
A confidential disclosure agreement (CDA) is an agreement in which one or both parties agree to maintain certain information in confidence and use it only for specified purposes. CDAs may also be called nondisclosure agreements, secrecy agreements, or confidentiality agreements.
- Download HHMI’s CDA Policy (revised 06.05.2007)
- Download the CDA-Proposed Collaboration Form (revised 06.01.2007)
- Download the CDA-Proposed Consulting Form (revised 06.01.2007)
Consulting for Companies–General Policy (SC-500)
This policy provides general rules applicable to any service by HHMI laboratory heads as consultants to companies.
- Download HHMI’s Consulting for Companies Policy (revised 06.29.2012)
- Download HHMI’s Consulting Questionnaire
- Download HHMI’s Model Consulting Agreement
- Download HHMI’s Uniform Consulting Agreement Provisions
- Download HHMI’s Uniform Consulting Agreement Provisions for Venture Capital/Investment Firm Service
- Download HHMI’s Consulting Policies Frequently Asked Questions
Company Talks, Conferences, and Seminars
This policy applies to consulting that involves giving a talk to company employees or participating in a one- or two-day conference or seminar convened by a company.
- Download HHMI’s Company Talks, Conferences, and Seminars Policy (revised 12.7.2011)
- Download a template of an email for Transmitting Uniform Provisions for Seminars, Conferences and Talks at Companies
- Download HHMI’s Uniform Provisions for Agreements in connection with Seminars, Conferences and Talks
Consulting for and Equity Ownership in Start-Up and other Private Companies
This policy describes the special rules applicable to consulting for, and equity ownership in, start-up and other private companies.
- Download the Start-Up Policy (revised 12.7.2011)
- Start-Up Handbook
- Start-Up Company Consulting Questionnaire
- HHMI Model Consulting Agreement
- HHMI Uniform Consulting Agreement Provisions
Service as a Member of a Company's Board of Directors
This policy applies to service by HHMI laboratory heads as members of a company's board of directors.
Consulting in Connection with Litigation
This policy applies to consulting by HHMI laboratory heads in connection with litigation, such as service as an expert witness.
- Download HHMI’s Consulting in Connection with Litigation Policy (PDF 74kb, revised 12.7.2011)
- Uniform Consulting Agreement Provisions for Expert Witness Service (Word 25kb)
Service to Nonprofit Organizations and Government Agencies
This policy describes special rules for consulting arrangements between HHMI laboratory heads and nonprofit entities or government organizations.
- Download HHMI’s Service to Nonprofit Organizations and Government Agencies Policy (revised 12.7.2011)
Intellectual Property and Licensing
As a medical research organization, HHMI conducts scientific research in the public interest. HHMI has adopted this intellectual property policy to help ensure that inventions, discoveries, and other results of HHMI's research are made available for the benefit of the public, and that the associated financial costs and rewards are fairly allocated.
- Download HHMI’s Intellectual Property Policy (revised 06.29.2012)
- Download the Intellectual Property Assignment Agreement Form ( revised 06.29.2012)
Licensing by Host Institutions to Companies
This policy applies to the licensing to companies of intellectual property developed in HHMI laboratories at host institutions. Under HHMI's collaborative arrangements with its host institutions, the host institution is responsible for efforts to commercialize intellectual property developed in HHMI laboratories at the site.
Early Career Scientists
This policy describes the application of HHMI's research policies and related guidance to those appointed by HHMI as early career scientists.
- Download HHMI’s Policy for Early Career Scientists (06.29.2012)
Human Subjects Research
Human Subjects Research
This policy applies to all HHMI investigators and early career scientists, and all HHMI employees in their laboratories, who are engaged in, or are contemplating engaging in, human subjects research.
- Download HHMI’s Human Subjects Research Policy (06.29.2012)
Other Policies for HHMI Investigators
The policies in this group apply to HHMI investigators only. The scientists at the Janelia Farm Research Campus are not subject to these policies.
HHMI's expectation is that investigators will remain at the host institution at which they were initially appointed. However, any HHMI investigator who has completed a full initial term of employment with HHMI and has been reviewed and reappointed for a full renewal term is eligible to request a transfer of an HHMI appointment.
- Download HHMI’s Investigator Transfers Policy (08.01.2014)
Investigator Laboratories at Institutions Other than the Host Institution
HHMI believes that an investigator's scientific program is generally aided by concentration of the investigator's research activities in a single location, where these activities can be better managed and are, as a consequence, more effective. Similarly, concentration in a single location benefits an investigator's non-research activities, including mentoring students and postdoctoral fellows as well as fulfilling responsibilities to the host institution. Accordingly, HHMI generally prefers that investigators conduct their research program at a single host institution.
- Download HHMI’s Investigator Labs at Institutions Other than the Host Institution Policy (revised 06.29.2012)
Non-Renewal of Investigator Appointments
Under HHMI's standard procedures, an investigator with an unsuccessful HHMI scientific review will have a phase-out period of approximately two years after that review before his or her HHMI appointment ends. The phase-out period is intended to allow investigators to achieve an orderly adjustment of laboratory operations to the scheduled cessation of HHMI research funding, including seeking new sources of research support.
- Download HHMI's Non-Renewal of Investigator Appointments Policy (effective 06.01.2014)
Other Policies for Janelia Laboratories
Janelia Farm Research Campus Policy on Acceptance of Grants and Awards
Researchers who are visiting Janelia Farm and who have an affiliation with another research institution may have grant funding through their other institution, outside of the restrictions of this policy.